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Flagship Bank Minnesota

 
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65 Documents 23 Answers 62 Exam Watches 8 Vendor Reviews
 
IT Risk Assessment Spreadsheet Template
Contributed by:VP‚ Technology
Asset size: Bank with under $250m
Location: Midwest
Description: A 3-tabbed spreadsheet currently in use for documenting an IT Risk Assessment. Items in 19 categories are described and rated according to Priority/Severity and Likelihood and a line item "Risk Rating" is automatically computed. Includes a tab with definitions and a tab with summary counts suitable for sharing with committee or board of directors. Each item has a column for Remarks and then three columns to describe the Preventative, Detective and Corrective Mitigation(s) of that line item. Categories include Physical Security, Software & Hardware Development & Acquisition, Information Security, System Security, Contingency Planning, Core Processing, ACH, ATM/Debit Card, Internet Banking, Bill Pay, Check Imaging, Document Imaging, Report Archival, Telephone Banking, Telephone System, Deposit Origination, Loan Origination, Credit Card Processing, and Wire Transfer.
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MORE PEER CONTRIBUTED DOCUMENTS:
Remote Deposit Capture Risk Assessment (For Customer, not Branch)
Description: This is a Risk Assessment template for Remote Deposit Capture customers that may be able to be modified for Branch Capture.
FFIEC MFA Internet Banking Risk Assessment
Contributed by:CSO‚ Technology
Asset size: Bank with over $1b
Location: Southwest
Description: This is an Excel spreadsheet. It is the Risk Assessment the FFIEC multi factor authentication guidleines require each FI to perform annually
FFIEC MFA Internet Banking Risk Assessment
Contributed by:CSO‚ Technology
Asset size: Bank with over $1b
Location: Southwest
Description: This is an Excel spreadsheet. It is the Risk Assessment the FFIEC multi factor authentication guidleines require each FI to perform annually
SEE ALL 65 DOCUMENTS >>


RELATED QUESTIONS AND ANSWERS:
Q
OFAC Risk Assissment Template
Asked by: AVP,‚ Compliance/BSA/Legal
Asset size: Bank with under $250m
Location:FL

Preparing to do an OFAC Risk Assessment, does anyone have a template or tool? Bank size $250m.
A
Answered by:COO, ‚ Compliance/BSA/Legal
Asset size: Bank with between $250m - $500m
Location: IL

See our Risk Assessment. No complaints from the regulators so far. ...
Q
Technology related Risk Assessments
Asked by: Technology
Asset size: Bank with under $250m
Location:KY

I was wanting some input on what other banks are doing on Technology related risk assessments. I have our Information Security Program risk assessment and our E-Banking or Internet Banking risk assessment as a separate documents. Our examiner didn't care for the fact that they were separate documents.

Any info on this subject would be greatly appreciated.
A
Answered by:AVP, ‚ Vendor Management/Vendor Selections
Asset size: Bank with between $500m - $1b
Location: TX

We use a risk assessment template provided by GFM Consulting, Inc. out of Birmingham, Ala...
SEE ALL 23 ANSWERS >>


RELATED EXAM EXPERIENCES:
FDIC - IT | August 2011
exam experience posted by a SVP‚ Risk Management from member with between $500m - $1b in assets
Big focus on Regulation GG - Internet Gambling
State Regulatory - BSA/AML | March 2013
exam experience posted by a SVP‚ Compliance/BSA/Legal from member with between $250m - $500m in assets
Mandating that we have a purpose stated for all outgoing wire transfer transactions. Mandating that each origination information be reviewed prior to posting to customers account. The detailing of specific policy wording that did not meet the BSA/AML examination requirements (never questioned previously by State or FDIC). Provides no benefit to the Bank only to the examiner. The wording changes result in no operational or compliance changes jsut busy work. No technical violations, but kept referencing that these words must be included in the policy. Made recommendations to chaneg policy content when the content being required was already present.
State Regulatory - S&S | September 2012
exam experience posted by a CCO‚ Back Office/Deposit Operations from member with under $250m in assets
ALLL metholologies - subjective factors.

SEE ALL 62 EXAM WATCHES >>
RELATED VENDOR REVIEWS:
Information Technology (IT) risk assessment
WolfPAC
Argos Risk Online
Argos Risk LLC
Bridger Insight XG
LexisNexis Risk Solutions
Instant ID
LexisNexis Risk Solutions
Wiz Sentri: Risk ID Advanced Intelligence Suite
Wolters Kluwer Financial Services

SEE ALL 8 Vendor Reviews >>
 
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