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"Tackling new projects takes a lot of time and effort. But with cbanc, this is a solution that gives me real work savings. Using the cbanc Network doesn't take up my time, it gives me my time back."

Rich Moldenhauer
Flagship Bank Minnesota

 
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872 Documents 13 Answers 19 Exam Watches 10 Vendor Reviews
 
New Account worksheet for Existing Customer
Contributed by:Compliance/BSA/Legal
Asset size: Bank with under $250m
Location: Midwest
Description: This CIP worksheet is used for existing customers opening new accounts. This includes CIP and BSA information.
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MORE PEER CONTRIBUTED DOCUMENTS:
New Consumer Account Opening Worksheet
Contributed by:Compliance/BSA/Legal
Asset size: Bank with under $250m
Location: Midwest
Description: This is an account opening worksheet for a new consumer customer. The form includes CIP requirements.
CIP Risk Assessment Worksheet
Contributed by:AVP‚ Audit
Asset size: Bank with between $250m - $500m
Location: Southeast
Description: This form is used to assign a risk level to a customer. Page 1 of this Excel workbook is the CIP Risk Assessement Worksheet that is completed by the new accounts staff for every new customer or existing customer with a product change. Page 2 of the workbook is the list of products offered with the associated risk assigned.
New Business Account Opening CIP
Contributed by:Compliance/BSA/Legal
Asset size: Bank with under $250m
Location: Midwest
Description: This is a an account opening worksheet for a business customer. This covers all of the CIP requirements
SEE ALL 872 DOCUMENTS >>


RELATED QUESTIONS AND ANSWERS:
Q
Expired ID
Asked by: Manager,‚ Compliance/BSA/Legal
Asset size: Bank with between $500m - $1b
Location:TX

When opening a new account for an EXISTING customer or renewing a loan for an EXISTING customer do you require your staff to obtain a copy of the driver's license if what you have on file is expired? In my experience, this is an age old question that has no "correct" answer. I need some input to determine what is CDD/EDD and what is unreasonable. Getting lots of push back on this one...
A
Answered by:AVP, ‚ Compliance/BSA/Legal
Asset size: Bank with between $500m - $1b
Location: VA

We do not require staff to obtain a copy of the ID unless the employee does not know the ...
Q
Fully automated/electronic new accounts process?
Asked by: COO,‚ Back Office/Deposit Operations
Asset size: Bank with between $250m - $500m
Location:PA

Does anyone using Fiserv ITI (Premier) have a fully automated, electronic new accounts process where the CSR only keys information at the new accounts desk, uploads account to host, customer esigns, ability to sign customer up for estatements at the new accounts desk and sends to image archive. If so, can you please share the software/vendors you use.
A
Answered by:VP, ‚ Retail Banking/Branch Operations
Asset size: Bank with between $500m - $1b
Location: CA

We use Fiserv Cleartouch which does all you have described....
SEE ALL 13 ANSWERS >>


RELATED EXAM EXPERIENCES:
OCC - Compliance | January 2012
exam experience posted by a Compliance/BSA/Legal from member with under $250m in assets
OFAC'ing of existing customers when a new bank product was obtained
FRB - BSA/AML | January 2013
exam experience posted by a SVP‚ Back Office/Deposit Operations from member with between $250m - $500m in assets
That an additional risk assessment matrix should be completed and on file each time there is a decision to change the risk rating on an account.
FDIC - S&S | October 2011
exam experience posted by a CCO‚ Lending/Credit/Loan Admin from member with under $250m in assets
why are you not requiring business plans from existing customers

SEE ALL 19 EXAM WATCHES >>
RELATED VENDOR REVIEWS:
New Accounts
Barclay
ATMs and new site equipment
Red Hawk
Customer Link
Fidelity
INMO Online Account Opening
FIRST ROI
Fiserv Accounts Payable
Fiserv

SEE ALL 10 Vendor Reviews >>
 
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