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Rich Moldenhauer
Flagship Bank Minnesota

 
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18 Documents 5 Answers 45 Exam Watches 7 Vendor Reviews
 
BSA/AML Vendor Selection RFP
Contributed by:Compliance/BSA/Legal
Asset size: Bank with over $1b
Location: Southwest
Description: 17 section, 214 question comprehensive Request for Proposal (RFP) for BSA/AML transaction surveillance/monitoring system. Successfully used in 2007 to determine vendor selection for BSA system replacement at a 5 billion commercial bank. RFP sections include: • Vendor Information • General Solution/KYC Features • Customer Risk Assessment • Behavioral Monitoring Capabilities • Customer/Account Based Scenarios • Alert Management Features • Workflow Management Features • Audit Capabilities • Security Features • Data Management • Supported Platforms • Implementation & Services • Training & Education • System Maintenance and Support • Upgrades and New Releases • Vendor Personnel • Solution Pricing
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MORE PEER CONTRIBUTED DOCUMENTS:
BSA/AML Transaction Monitoring Vendor RFP
Contributed by:Compliance/BSA/Legal
Asset size: Bank with over $1b
Location: Southwest
Description: 17 section, 214 question comprehensive Request for Proposal (RFP) for BSA/AML transaction surveillance/monitoring system. Successfully used in 2007 to determine vendor selection for BSA system replacement at a 5 billion commercial bank. RFP sections include: • Vendor Information • General Solution/KYC Features • Customer Risk Assessment • Behavioral Monitoring Capabilities • Customer/Account Based Scenarios • Alert Management Features • Workflow Management Features • Audit Capabilities • Security Features • Data Management • Supported Platforms • Implementation & Services • Training & Education • System Maintenance and Support • Upgrades and New Releases • Vendor Personnel • Solution Pricing
BSA/AML Policy
Contributed by:Back Office/Deposit Operations
Asset size: Bank with under $250m
Location: Midwest
Description: This includes the BSA/AML Policy and the BSA Risk Assessment is attached as Exhibit A.
BSA Manual Chenges
Contributed by:VP‚ Compliance/BSA/Legal
Asset size: Bank with between $500m - $1b
Location: Southeast
Description: Changes 2010 BSA/AML Manual
SEE ALL 18 DOCUMENTS >>


RELATED QUESTIONS AND ANSWERS:
Q
Outsourced IT Network Security/Server Monitoring
Asked by: Manager,‚ Technology
Asset size: Bank with between $250m - $500m
Location:CA

We are looking for a comprehensive RFP for selection of vendors for Network Security, server monitoring, firewalls etc.
A
Answered by:VP, ‚ Back Office/Deposit Operations
Asset size: Bank with under $250m
Location: KY

Managed Services from Computers Services, Inc. 800-545-4274. Great group of people to wo...
Q
Core Vendor Selection - Jack Henry or Open Solutions?
Asked by: Technology
Asset size: Bank with between $250m - $500m
Location:MT

We are currently running Jack Henry's CIF 20/20 product as our core banking software. We also use many ancillary Jack Henry products.

We are considering a move to the Open Solutions DNA product suite.

- I am curious if any banks have converted from Jack Henry to Open Solutions DNA. If so, do you feel you made the right decision?
- What are your top three tips for managing the conversion process?
- How is the technical support you receive from Open Solutions?
A
Answered by:CIO, ‚ Technology
Asset size: Bank with under $250m
Location: CA

I was with a bank that converted from 20/20 to Open Solutions several years ago (2006). ...
SEE ALL 5 ANSWERS >>


RELATED EXAM EXPERIENCES:
OCC - IT | October 2011
exam experience posted by a VP‚ Technology from member with between $250m - $500m in assets
Several on Virtualization
State Regulatory - IT | November 2011
exam experience posted by a EVP‚ Finance/Investments from member with under $250m in assets
They thought our Pandemic Influenza Policy needed to be expanded. We have a good ploicy (we thought), but they were looking for something more comprehensive and detailed about what things we would do in specific event happenings.
FDIC - IT | July 2012
exam experience posted by a Manager‚ Technology from member with under $250m in assets
They really didn't surprise us with anything. Overall they just focused in-depth on the risk management process; risk assessment feeds policy development feeds audit requirements / audit results feeds back to risk assessments. The entire risk / policy / audit process must remain a living process, ever evolving.

SEE ALL 45 EXAM WATCHES >>
RELATED VENDOR REVIEWS:
BSA/AML/OFAC Solution
Cardinal Software
AML Manager
Fiserv
Yellow Hammer BSA
Jack Henry
Vendor Management Services
Maple Street, Inc
Vendor Compliance Manager
RISC Associates

SEE ALL 7 Vendor Reviews >>
 
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