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"Tackling new projects takes a lot of time and effort. But with cbanc, this is a solution that gives me real work savings. Using the cbanc Network doesn't take up my time, it gives me my time back."

Rich Moldenhauer
Flagship Bank Minnesota

 
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38 Documents 17 Answers 27 Exam Watches 28 Vendor Reviews
 
S.A.F.E. Act Audit
Contributed by:Audit
Asset size: Bank with between $250m - $500m
Location: Southeast
Description: This is an audit program for compliance with the S.A.F.E. Act. Program addresses the following areas: 1. Policies and Procedures 2. Bank Registration 3. Identification of MLOs 4. Registration of MLOs 5. Unique Identifier - When provided 6. Training
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MORE PEER CONTRIBUTED DOCUMENTS:
SAFE Act Audit
Contributed by:Manager‚ Compliance/BSA/Legal
Asset size: Bank with under $250m
Location: Midwest
Description: This SAFE Act Audit was based on an FDIC SAFE Act examination webinar. It is a 3 page word document.
S.A.F.E. Audit checklist
Contributed by:SVP‚ Risk Management
Asset size: Bank with under $250m
Location: Midwest
Description: S.A.F.E. Act audit checklist is an easy to use tool that contains the testing requirements under the Act.
SAFE Act MLO Registration Audit
Contributed by:Compliance/BSA/Legal
Asset size: Credit Union with between $250m - $500m
Location: Midwest
Description: This audit program was created as a guide to test compliance with the MLO Registration Requirements of the SAFE Act.
SEE ALL 38 DOCUMENTS >>


RELATED QUESTIONS AND ANSWERS:
Q
Bank Protection Act Audit Work Papers
Asked by: AVP,‚ Retail Banking/Branch Operations
Asset size: Bank with under $250m
Location:UT

I'm looking for audit work papers that cover the Bank Protection Act and Bank Facility Security.
A
Answered by:VP, ‚ Audit
Asset size: Bank with under $250m
Location: AL

This is a simple Bank Protection Audit covering minimual security devices. It should be ...
Q
SAFE Act Inquiry
Asked by: Risk Management
Asset size: Credit Union with over $1b
Location:PA

Wondering how everyone is addrssing this issue and would appreciate feedback relative to SAFE Act complaince.

Are you allowing customer contact staff to complete mortgage applications in your branches? Do you view them (Tellers, Senior Tellers, etc.) as an "originator" per the terms of the Act? Have they been educated on the Act and other obligations as a Mortgage Loan Originator? Have you registered them with NMLS? What about in your phone centers (in/out)? How do you approach compliance with the Act here?

Curious how others are approaching this issue.
A
Answered by:Risk Management
Asset size: Credit Union with over $1b
Location: PA

Thanks Folks! Appreciate the feedback. Needed to see if my logic was sound following a ...
SEE ALL 17 ANSWERS >>


RELATED EXAM EXPERIENCES:
FRB - S&S | December 2012
exam experience posted by a VP‚ Lending/Credit/Loan Admin from member with under $250m in assets
SAFE Act Policy Independent Audit.
FRB - S&S | October 2011
exam experience posted by a from member with under $250m in assets
Audit committee of the board or directors was reduced to only non employee board members. Management no longer is a member of the committee. No adverse findings, just audit indenpendence
FDIC - Compliance | April 2012
exam experience posted by a VP‚ Compliance/BSA/Legal from member with under $250m in assets
Procedures in conjection to polices were the order of the day

SEE ALL 27 EXAM WATCHES >>
RELATED VENDOR REVIEWS:
Safe Deposit Box Services
AMERICAN DEPOSIT SERVICES
Internal Auditing Services
eSureITy
Internal/External Audit Services
Rehmann Robson
Bank Audit
BKD, LLP
IT Audit Services
Compass Group Consultants

SEE ALL 28 Vendor Reviews >>
 
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